Ragini Communications Inc.
Case Manager

Case Manager lets you create a case which then can be used to track details of that case. Case Management is important since all cases may not require follow-up action.

Case Manager is integral to both Patriot Act/CIP Compliance and Anti Money Laundering Compliance since any violation must be thoroughly tracked even if does not result into filing a Suspicious Activity Report.

Case Manager is an optional component and works with all our compliance software. Case Manager provides ability to:

  • Add research notes to a case

  • Add documents to a case

  • Provide permanent storage and archival of the case documents



Hedge Funds | Private Equity Funds | Real Estate Funds | Venture Capital Funds | Liquidity Funds | Securitized Asset Funds | Banks | Brokerages | Insurance | Credit Unions | Money Service Business | Futures Merchants | Thrifts | Mortgage Companies | Mortgage Brokers | Mortgage Lenders | Mortgage Originators | Casinos | Card Clubs | Foreign Account Tax Compliance Act (IRS / US Treasury Reporting) | Legal Entity Identifier (Dodd-Frank, Office of Financial Research, LEIROC) | Form PF (Dodd-Frank, SEC, CFTC Reporting) | Suspicious Activity Reporting (Financial Crimes Enforcement Reporting) | Customer ID Program-KYC (USA Patriot Act Reporting) | Anti-Money Laundering (BSA / FINRA Reporting) | Sarbanes-Oxley Act (Public Company Act. Reform & Investor Protection Act) | Internet Proxy Material (SEC Rule 17 CFR Parts 240, 249 and 274) | Customer Complaints (Enhanced Due Diligence) | Compliance Memo & Notices (Enhanced Due Diligence) | NATSARIN (Department of Homeland Security)

Copyright Ragini Communications Inc. 1996 -

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