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Banks | Brokerages | Insurance | Hedge Funds | Credit Unions | Money Service Business | Mortgage Brokers | Casinos | Private Equity Funds | Real Estate Funds | Venture Capital Funds | Liquidity Funds | Securitized Asset Funds | Futures Merchants | Thrifts | Mortgage Companies | Mortgage Lenders | Mortgage Originators| Mutual Funds | Card Clubs
Comply With
U.S. Commodity Futures Trading Commission (CFTC)
Form PF, ADV, CPO-PQR & CTA-PR Solution
Internal Revenue Service (IRS)
Foreign Account Tax Compliance Act (FATCA) Solution
U.S. Department of the Treasury
Legal Entity Identifier (LEI) Solution
U.S. Securities and Exchange Commission (SEC)
Sarbanes-Oxley (SOX) Solution
Internet Proxy Material (IPM) Solution
Compliance Memo & Notices Solution
Customer Complaints Solution
Financial Crimes Enforcement Network (FinCEN)
Customer ID Program (CIP) Solution
Suspicious Activity Reporting (SAR) Solution
National Credit Union Administration (NCUA)
Financial Industry Regulatory Authority (FINRA)
Anti-Money Laundering (AML) Solution
U.S. Department of Homeland Security
Nationwide Suspicious Activity Reporting (SAR) Initiative - NATSARIN Solution
RCI announces availability of U.S. Treasury Department's Office of Foreign Assets Control (OFAC) Specially Designated Nationals (SDN) list, in a data format that is based on the United Nations' 1267/1988 Committee's Advanced Sanctions Data Model, for our users starting February 1, 2016.
RCI announces availability of SAR Solution for Casino/Card Club, Depository Institution, Insurance Company, MSB, Securities/Futures, Loan or Finance Company and Housing GSE with support for latest SAR, CTR & DOEP forms.
RCI introduces SAR Express v3.0. Provides ability to create new or historical FinCEN Suspicious Activity Report (Version Number: 1.1) by manually entering Customer & Suspicious Activity Information. SAR Express also provides ability to e-File batch of SARs for processing, receive and process acknowledgment files, follow-up on FinCEN inquiries and resubmit SAR if necessary.
RCI introduces CTR Express v3.0 for Casinos & Card Clubs. Provides ability to create new or historical Currency Transaction Report by manually entering Customer & Transaction Information. CTR Express also provides ability to e-File batch of CTRs for processing, receive and process acknowledgment files, follow-up on FinCEN inquiries and resubmit CTR if necessary.
Form PF reporting - including a draft for review and final formats for review and submission via XML.
Data Warehouse to support multiple data source and data formats.
Document Assumptions and Audit trail for Underlying data relating to each form.
Electronic file form PF to PFRD. File form CPO-PQR and form CTA-PR to NFA.
Reporting process that minimizes your operational burden, while the investment manager maintains fund data ownership and filing responsibility.
Reporting solutions that leverage best in class solutions and infrastructure.
Sarbanes-Oxley (Accounting & Investor Compliance)
Customer ID Program-KYC (USA Patriot Act Reporting)
Anti-Money Laundering (BSA / FINRA Reporting)
Suspicious Activity Reporting (Financial Crimes Enforcement Reporting)
Compliance Memo & Notices (Customer, Staff Communication)
Customer Complaints (Customer, Staff Communication)
NATSARIN (Department of Homeland Security)
