Compliance Software - FATCA, LEI, Form PF, ADV, CPO-PQR & CTA-PR, Suspicious Activity Reporting, Customer ID Program (KYC), Anti-Money Laundering, Sarbanes-Oxley (SOX) Act, Internet Proxy, Customer Complains, Compliance Memo & Notices, NATSARIN

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Comply With

U.S. Commodity Futures Trading Commission (CFTC)

Internal Revenue Service (IRS)

U.S. Department of the Treasury

U.S. Securities and Exchange Commission (SEC)

	Sarbanes-Oxley (SOX) Solution
	Internet Proxy Material (IPM) Solution
	Compliance Memo & Notices Solution
	Customer Complaints Solution

Financial Crimes Enforcement Network (FinCEN)

	Customer ID Program (CIP) Solution
	Suspicious Activity Reporting (SAR) Solution

National Credit Union Administration (NCUA)

Financial Industry Regulatory Authority (FINRA)

U.S. Department of Homeland Security

Using Solutions

For Compliance, Data, Reporting & Analytics

NATSARIN (Department of Homeland Security)

Services + Support

Pricing

Media

		01/08/2015

			RCI announces availability of U.S. Treasury Department's Office of Foreign Assets Control (OFAC) Specially Designated Nationals (SDN) list, in a data format that is based on the United Nations' 1267/1988 Committee's Advanced Sanctions Data Model, for our users starting February 1, 2015.

		01/06/2015

			RCI announces availability of SAR Solution for Casino/Card Club, Depository Institution, Insurance Company, MSB, Securities/Futures, Loan or Finance Company and Housing GSE with support for latest SAR, CTR & DOEP forms.

		12/02/2014

			RCI introduces SAR Express v3.0. Provides ability to create new or historical FinCEN Suspicious Activity Report (Version Number: 1.1) by manually entering Customer & Suspicious Activity Information. SAR Express also provides ability to e-File batch of SARs for processing, receive and process acknowledgment files, follow-up on FinCEN inquiries and resubmit SAR if necessary.

		10/07/2014

			RCI introduces CTR Express v3.0 for Casinos & Card Clubs. Provides ability to create new or historical Currency Transaction Report by manually entering Customer & Transaction Information. CTR Express also provides ability to e-File batch of CTRs for processing, receive and process acknowledgment files, follow-up on FinCEN inquiries and resubmit CTR if necessary.

Focus: Form PF Solution
Key Features & Benefits	More Information	Latest Form PF News
Form PF reporting - including a draft for review and final formats for review and submission via XML. Data Warehouse to support multiple data source and data formats. Document Assumptions and Audit trail for Underlying data relating to each form. Electronic file form PF to PFRD. File form CPO-PQR and form CTA-PR to NFA. Reporting process that minimizes your operational burden, while the investment manager maintains fund data ownership and filing responsibility. Reporting solutions that leverage best in class solutions and infrastructure.